As Compliance Specialist of TCP Asset Management, Julie works in concert with the Partners to develop and implement policies and procedures using multiple online resources.  With the everchanging Regulatory industry (SEC and FINRA), it is important to maintain daily monitoring of the firm’s activities and the clients account activity for accuracy and suitability and best interest.  She is also a resource for training and education to all the employees.

Julie has been in the Financial Securities Industry for 40 years.   She began her career in the backoffice operations and quickly moved to Operations Manager and along the way was Administrative Manager and Compliance Manager and Divisional OSJ Manager.

Her love of this business has kept her continually striving to maintain a high level service to all clients (internal and external).   This is her family.  

She was born in Connecticut and at the age of 18 joined the US Army and after a short enlistment came to Arizona and began her career in the financial industry with Rauscher Pierce Refsnes ( now Dain Rauscher), E F Hutton, Wells Fargo.

Her children are Sadie ( Shetland Sheepdog) and Nutmeg ( Tabby ).  She loves cooking, baking, gardening and ballroom dancing.